On December 22, 2020, the SEC finalized rules governing expense adviser advertising and marketing and payments to solicitors less than the Expenditure...
Rule
On December 22, 2020, the U.S. Securities and Exchange Fee (SEC or Commission) adopted amendments to the regulations that govern investment adviser...
Wednesday, January 20, 2021 On 22 December 2020, the U.S. Securities and Exchange Commission (SEC) adopted amendments (the final rule)...