On December 22, 2020, the SEC adopted amended Rule 206(4)-1 less than the Expense Advisers Act of 1940, updating the...
Adviser
Currently we go on our discussion of the SEC’s recent changes to the Promoting Rule. In our very last put...
Thursday, January 28, 2021 On December 22, 2020, the U.S. Securities and Exchange Commission (“SEC”) unanimously adopted a NEW Rule 206(4)-1 under...
On December 22, 2020, the U.S. Securities and Exchange Fee (SEC or Commission) adopted amendments to the regulations that govern investment adviser...
